Cost estimation and index selection for join secondary dials

As the query optimizer compares the various possible access choices, it must assign a numeric cost value to each candidate and use that value to determine the implementation which consumes the least amount of processing time. This costing value is a combination of CPU and I/O time

In step 3 and in step 5 in Join order optimization, the query optimizer has to estimate a cost and choose an access method for a given dial combination. The choices made are similar to those for row selection except that a plan using a probe must be chosen.

The costing value is based on the following assumptions:
  • Table pages and index pages must be retrieved from auxiliary storage. For example, the query optimizer is not aware that an entire table may be loaded into active memory as the result of a Set Object Access (SETOBJACC) CL command. Usage of this command may significantly improve the performance of a query, but the query optimizer does not change the query implementation to take advantage of the memory resident state of the table.
  • The query is the only process running on the server. No allowance is given for server CPU utilization or I/O waits which occur because of other processes using the same resources. CPU related costs are scaled to the relative processing speed of the server running the query.
  • The values in a column are uniformly distributed across the table. For example, if 10% of the rows in a table have the same value, then it is assumed that every tenth row in the table contains that value.
  • The values in a column are independent from the values in any other columns in a row, unless there is an index available whose key definition is (A,B). Multi key field indexes allows the optimizer to detect when the values between columns are correlated. For example, if a column named A has a value of 1 in 50% of the rows in a table and a column named B has a value of 2 in 50% of the rows, then it is expected that a query which selects rows where A = 1, and B = 2 selects 25% of the rows in the table.

The main factors of the join cost calculations for secondary dials are the number of rows selected in all previous dials and the number of rows which match, on average, each of the rows selected from previous dials. Both of these factors can be derived by estimating the number of matching rows for a given dial.

When the join operator is something other than equal, the expected number of matching rows is based on the following default filter factors:
  • 33% for less-than, greater-than, less-than-equal-to, or greater-than-equal-to
  • 90% for not equal
  • 25% for BETWEEN range (OPNQRYF %RANGE)
  • 10% for each IN list value (OPNQRYF %VALUES)

For example, when the join operator is less-than, the expected number of matching rows is .33 * (number of rows in the dial). If no join specifications are active for the current dial, the cartesian product is assumed to be the operator. For cartesian products, the number of matching rows is every row in the dial, unless local row selection can be applied to the index.

When the join operator is equal, the expected number of rows is the average number of duplicate rows for a given value.

Related information
Set Object Access (SETOBJACC) command